LATIDIA · Investigación

Spectra: una canalización de LLM basada en reglas para el procesamiento automatizado de documentos KYC

arXiv:2609.25474v1 Tipo de anuncio: nuevo Resumen: La incorporación de Know Your Client (KYC) en los mercados de capitales requiere que los analistas clasifiquen manualmente los documentos, extraigan datos estructurados de fuentes heterogéneas y validen comp

La noticia

arXiv:2609.25474v1 Announce Type: new Abstract: Know Your Client (KYC) onboarding in capital markets requires analysts to manually classify documents, extract structured data from heterogeneous sources, and validate compliance against complex regulatory policies. This process requires significant analyst time per client, with end-to-end onboarding often stretching to multiple weeks due to sequential handoffs. In this work, we analyze an on-boarding process and find that it comprises repeatable components well-suited to AI automation. We therefore propose a restructured workflow to be amenable to automation: we consolidate the traditional four-party process into two parties that share most of the work and can be automated together, eliminating intermediate handoffs that compound delays. To automate